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SFMA
Authorisation Authorisation types Banks & securities Insurers Insurance intermediaries Asset management Managers & trustees Supervisory organisations Representative offices SROs Market infrastructures Rating agencies Registration body Ombudsmen Prospectus review FinTech
Cross-sector topics Banks & securities Insurers Insurance intermediaries Asset management Managers & trustees Supervisory organisations Self-regulatory organisations Market infrastructures Mortgage bonds FinTech
All about enforcement Licence holders Unauthorised activities Market supervision Enforcement tools Fitness database Cooperation Rights & obligations Case reports Recovery & resolution
SFMA legal basis Legal basis Consultations Position statements SFMA guidance Dossiers Self-regulation
Overview Objectives Organisation Activities Auditing Mandataries National cooperation International work
Overview SFMA in brief Authorised institutions Questions and problems Making a report Contact
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Publication of significant group companies

SFMA identifies significant group companies in the banking, insurance and financial market infrastructure sectors. It keeps a register of these and makes it publicly available.

SFMA has currently identified the following significant group companies

Documents

List of significant group companies: banks
List of significant group companies: financial market infrastructures
List of significant group companies and conglomerates: insurance companies

Authorisation

  • Authorisation
  • Authorisation types
  • Banks & securities
  • Insurers
  • Insurance intermediaries
  • Asset management
  • Managers & trustees
  • Supervisory organisations
  • Representative offices
  • SROs
  • Market infrastructures
  • Rating agencies
  • Registration body
  • Ombudsmen
  • Prospectus review
  • FinTech

Supervision

  • Cross-sector topics
  • Banks & securities
  • Insurers
  • Insurance intermediaries
  • Asset management
  • Managers & trustees
  • Supervisory organisations
  • Self-regulatory organisations
  • Market infrastructures
  • Mortgage bonds
  • FinTech

Enforcement

  • All about enforcement
  • Licence holders
  • Unauthorised activities
  • Market supervision
  • Enforcement tools
  • Fitness database
  • Cooperation
  • Rights & obligations
  • Case reports
  • Recovery & resolution

Documentation

  • SFMA legal basis
  • Legal basis
  • Consultations
  • Position statements
  • SFMA guidance
  • Dossiers
  • Self-regulation

SFMA

  • Overview
  • Objectives
  • Organisation
  • Activities
  • Auditing
  • Mandataries
  • National cooperation
  • International work

SFMA public

  • Overview
  • SFMA in brief
  • Authorised institutions
  • Questions and problems
  • Making a report
  • Contact
Swiss Financial Market Authority
Hirschengraben 8, 3011 Bern, Switzerland
info@swissfma.com
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