You have questions about a financial instrument

Financial instruments can be subject to rules on prospectuses, reviewing bodies, conduct duties and market supervision. The applicable rules depend on the instrument and how it is offered.

Prospectus review

Where a prospectus is required, it must be reviewed before publication by a licensed reviewing body. The reviewing body checks whether the prospectus satisfies the legal requirements for completeness, consistency and clarity.

Investor questions

SFMA does not assess whether a financial instrument is suitable for an individual investor or whether its price will rise or fall. Those questions are part of investment decision-making and private advice.

Possible irregularities

If the offer appears misleading, unauthorised or inconsistent with financial-market rules, a report should describe the instrument, issuer, offer documents, sales channel, dates and communications received.